8-K
0000003197false00000031972022-07-112022-07-11

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 11, 2022

 

CECO ENVIRONMENTAL CORP.

(Exact Name of registrant as specified in its charter)

 

 

Delaware

 

000-7099

 

13-2566064

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

14651 North Dallas Parkway

Suite 500

Dallas, TX

 

75254

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (214) 357-6181

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Common Stock, par value $0.01 per share

CECE

The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On July 11, 2022, CECO Environmental Corp. (the “Company”) increased the size of the Board of Directors of the Company (the “Board”) from seven to eight directors and appointed Robert E. Knowling, Jr. to serve as a director of the Company. Mr. Knowling’s term will expire on the date of the Company’s 2023 Annual Meeting of Stockholders. The Board has determined that Mr. Knowling qualifies as an independent director under the applicable rules of the Nasdaq Stock Market LLC.

There is no arrangement or understanding between Mr. Knowling or any other person pursuant to which he was elected as a director. There are no transactions in which Mr. Knowling has an interest requiring disclosure under Item 404(a) of Regulation S-K. For his service on the Board, Mr. Knowling will participate in the same compensation arrangements as the Company’s other non-employee directors, as described in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 29, 2022.

Item 8.01 Other Events.

On July 11, 2022, the Company issued a press release announcing the appointment of Mr. Knowling as a director. A copy of the press release is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
Number

 

Exhibit Title

 

 

99.1

 

104

 

 

 

 

 

Press Release, CECO Environmental Corp. dated July 11, 2022

 

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

 


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: July 11, 2022

 

 

 

CECO Environmental Corp.

 

 

 

 

 

 

 

 

By:

 

/s/ Matthew Eckl

 

 

 

 

 

 

Matthew Eckl

 

 

 

 

 

 

Chief Financial Officer

 


EX-99

 

https://cdn.kscope.io/ba013af251e89ced4a05465ed974993f-img125073135_0.jpg  

 

CECO Environmental Appoints Robert E. Knowling, Jr. to its Board of Directors

 

DALLAS (July 11, 2022) -- CECO Environmental Corp. (Nasdaq: CECE), a leading environmentally focused, diversified industrial company whose solutions protect people, the environment, and industrial equipment, today announced Robert E. Knowling, Jr. has joined its board of directors. In addition, the company announced board members Jonathan Pollack and Eric Goldberg retired from the board prior to the June 2022 shareholder meeting.

 

Knowling brings more than 30 years of experience in the telecommunications, technology and industrial sectors. He currently is chairman of Eagles Landing Partners and serves on the boards of Rite-Aid Corporation, Citrix Systems, and Stride. He formerly served on the boards of directors of Roper Technologies, Convergys Corporation, Heidrick & Struggles International, Ariba, Hewlett-Packard and Shell Oil Exploration.

 

“We are pleased to welcome Bob to the CECO organization, as his extensive background makes him a tremendous asset to the company,” said Jason DeZwirek, chairman, CECO Environmental. “I would also like to recognize and thank retiring board members Jonathan Pollack and Eric Goldberg for their decade of service on the board.”

 

Added CECO Chief Executive Officer Todd Gleason, “Bob brings a wealth of expertise formulating executable strategies and helping companies drive thoughtful and steady transformations. His involvement will be critical as CECO continues to take the company to the next level. I would also like to thank Jonathan and Eric as they provided invaluable input and support for our ongoing strategic progress.”

 

Knowling earned a Bachelor of Arts in theology from Wabash College and an MBA from Northwestern University’s Kellogg School of Management.

 

ABOUT CECO ENVIRONMENTAL

CECO Environmental is a global leader in industrial air quality and fluid handling serving a broad landscape of industrial and other niche markets. Providing innovative technology and application expertise, CECO helps companies grow their business with safe, clean, and more efficient solutions that help protect our shared environment. In regions around the world, CECO works to improve air quality, optimize the energy value chain, and provide custom Engineered Systems for applications including power generation, petrochemical processing, general industrial, refining, midstream oil & gas, electric vehicle production, poly silicon fabrication, battery recycling, beverage can, and water/wastewater treatment along with a wide range of other applications. CECO is listed on Nasdaq under the ticker symbol "CECE." For more information, please visit www.cecoenviro.com.

 

Company Contact:

Matthew Eckl, Chief Financial Officer

(888) 990-6670

 

News Media:

Kimberly Plaskett, Corporate Communications Director

CECO-Communications@onececo.com

 

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