View:
Download DOC
Download PDF
Download XLS
Prepared By R.R. Donnelley Financial -- Form 8-K
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 8-K
 
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  09/20/2006
 
CECO ENVIRONMENTAL CORP
(Exact name of registrant as specified in its charter)
 
Commission File Number:  0-7099
 
DE
  
13-2566064
(State or other jurisdiction of
  
(IRS Employer
incorporation)
  
Identification No.)
 
3120 Forrer Street, Cincinnati, OH 45209
(Address of principal executive offices, including zip code)
 
(416) 593-6543
(Registrant’s telephone number, including area code)
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

Information to be included in the report

 
Item 8.01.    Other Events
 
CECO Environmental Corp. ("CECO") commenced trading on the NASDAQ Global Market on Tuesday, September 19, 2006 under its current symbol, "CECE." CECO had been trading on the NASDAQ Capital Market under the same symbol. On September 12, 2006, CECO issued a press release announcing that the Nasdaq Stock Market had approved its application for upgrading its listing to the NASDAQ Global Market. A copy of the press release is filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by this reference.
 
 
Item 9.01.    Financial Statements and Exhibits
 
Exhibit 99.1 Press Release September 12, 2006
 

 

Signature(s)
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
      
 
CECO ENVIRONMENTAL CORP
 
 
Date: September 20, 2006
     
By:
 
/s/    Dennis W. Blazer
               
Dennis W. Blazer
               
CFO and Vice President Finance and Administration
 
 

 

Exhibit Index
 
Exhibit No.
  
Description
EX-99.1
  
Press Release
May 7, 2003

NASDAQ:CECE NEWS RELEASE

CECO ENVIRONMENTAL Approved for Listing on

NASDAQ Global Market

NEW YORK, September 12, 2006 - CECO Environmental Corp. (NASDAQ: CECE), a leading provider of air pollution control and industrial ventilation systems announced today that the Nasdaq Stock Market ("NASDAQ") has approved its application for upgrading its listing to the NASDAQ Global Market, formerly known as the NASDAQ National Market. CECO expects to commence trading on the NASDAQ Global Market on Monday, September 18, 2006 under its current symbol, "CECE." CECO has been trading on the NASDAQ Capital Market under the same symbol.

"Meeting the more stringent requirements for a NASDAQ Global Market listing is another important milestone for CECO that underscores the tremendous growth we have experienced and is another strategic goal our Board and senior management targeted to position the company to continuously maximize shareholder value," stated Phillip DeZwirek, chairman and chief executive officer of CECO. "We remain extremely excited about our market position and the growth prospects ahead which we are confident will generate additional exposure for the company, allowing CECO to benefit from the potential for increased liquidity and trading efficiency that the NASDAQ Global Market offers."

About NASDAQ Global Market

The NASDAQ Global Market consists of over 1,450 companies that have applied for listing, having met and continued to meet stringent financial and liquidity requirements and agreed to meet specific corporate governance standards. Formerly called The NASDAQ National Market, this market was renamed in 2006 to reflect the global leadership and international reach of this market and the companies whose securities are listed here. For more information on the requirements to be included on The NASDAQ Global Market, please see Listing Standards & Fees at http://www.nasdaq.com/about/nasdaq_listing_req_fees.pdf.

ABOUT CECO ENVIRONMENTAL

CECO Environmental Corp. is North America's largest independent air pollution control company. Through its seven subsidiaries -- Busch, CECOaire, CECO Filters, CECO Abatement Systems, kbd/Technic, Kirk & Blum and H.M. White, Inc. - CECO provides a wide spectrum of air quality services and products including: industrial air filters, environmental maintenance, monitoring and management services, and air quality improvements systems. CECO is a full-service provider to the steel, military, aluminum, automotive, ethanol, aerospace, semiconductor, chemical, cement, metalworking, glass, foundry and virtually all-industrial process industries.

For more information on CECO Environmental please visit the company's website at http://www.cecoenviro.com/.

Contact:

Corporate Information

Phillip DeZwirek, CECO Environmental Corp.

Email: investors@cecoenviro.com

1-800-606-CECO

This press release may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All forward-looking statements are subject to certain risks, uncertainties and assumptions. These risks and uncertainties, which are more fully described in CECO's Annual and Quarterly Reports filed with the Securities and Exchange Commission, include changes in market conditions in the industries in which the Company operates. Should one or more of these risks or uncertainties materialize, or should the assumptions prove incorrect, actual results may vary in material aspects from those currently anticipated.